AT MAVEN WE SEE
THINGS DIFFERENTLY
Why Partner with Maven Capital?
Maven Capital is a smaller Australian Financial Services Licensee (AFSL) with a focus or serving Financial Advisers and Financial Services Businesses based in Southeast
Queensland and Northern NSW.
Why SE Queensland and Northen NSW ?
Because we think its important to be able to stay in touch and work closely with our advisers.
Being a smaller AFS Licensee means more flexibility, quick turnaround time and access to key people.
Maven Capital is privately owned and not influenced by a large financial institution pushing their own agenda.
Our aim is to work with you to keep your business profitable and sustainable using our experience to provide flexible practical solutions and keep you compliant.
We understand it’s your business, with Maven Capital you’ll receive support and competitive pricing.
Our Advisers enjoy a broad, diverse Approved Product List that is not biased in any way.
The Approved Product List is extensive, containing all major retail insurance providers and mainstream wrap administration platforms.
This allows our adviser to develop the strategies and use the products that you believe deliver the best possible outcome for your clients.
Maven Capital’s fee structure is flexible but is based around a Monthly minimum of $3,000 plus GST or 4% of gross income, whichever is the greater.
Your Professional Indemnity Insurance is included in your fee
Compliance is multi-faceted and includes monitoring and supervision, pre-vetting, External Adviser Reviews and ongoing CPD training through Kaplan Ontrack which is included within the fee.
We take our compliance obligations seriously.
Our goal is to ensure we continue to mitigate risk for all advisers under our licence.
Our research is provided through Lonsec iRate covering direct shares, managed funds, LICs and ETFs.
Direct Share trading is currently available through our arrangement with CMC Markets.
When it comes to software including CRMs Maven Capital does not enforce the platform or provider you use, so there is no expensive transfer of client data required by having to switch platforms.
You can use your current provider, however if needed or if you're looking for an alternative we do maintain a relationship with Adviser Logic.
Your choice of provider will be at your expense.
You are free to use your own templates if you choose to, however they will need to be approved by our compliance team.
Our focus is on supporting advice businesses to grow and deliver quality outcomes for clients
We focus is to ensure all client and regulatory obligations are met with minimal disruption.
It is important to us that advisers receive quick turn-around all their enquiries and requirements.
Our licensing solutions are flexible and will allow your business to choose the options you want without being tied to a prescriptive business model.
Becoming an Authorised Representative under Maven Capital is straightforward—just give us a call or send an email and we will call you, and we'll guide you through the process.
We keep it simple but helpful.
INFRASTRUCTURE
Maven strives to meet the highest professional standards of financial adviser compliance. We work with our advisers to meet high Professional Standards and provide a risk management framework to help with business processes and understanding of compliance requirements.
LEADERSHIP
Maven Capital sees its role as that of a trusted partner, providing our advisers with guidance in simplifying what can be complex compliance requirements and assisting in implementing the appropriate advice, investment strategies and risk insurances for your clients and business.
SUPPORT
A premium priority for us is to work together to ensure our advisers have the confidence their clients are receiving advice that is always in their best interest, we do this by providing unparalleled support and offering a broad range of financial products .
Maven Capital Pty Ltd
AFSL 418504
ACN: 152 426 554
Ph: 07 5507 7721
Email: accounts@mavencapital.com.au
Any advice contained in this website is general advice only, before making any investment decision you consider whether it is appropriate to your situation. Maven Capital recommends you to seek appropriate financial, taxation and legal advice. Please read our Financial Services Guide before deciding on whether to obtain financial services from us.
© 2020 by Maven Capital