AT MAVEN WE SEE
THINGS DIFFERENTLY
Who is Maven Capital?
Maven Capital is a bespoke financial services business with a broad APL, highly skilled management and Professional Standards team with the ability to provide back office, Paraplanning, adviser and practice support.
Maven Capital does do not have a large number of advisers, that is not our space. Our goal is to maintain a family of compliant and caring financial professional advisors by providing them with the tools and support they need to achieve their goals and aspirations.
What is happening in the financial advisors' world?
There’s a level of anxiety felt by many around our industry at this time.
Published reports estimate current events may lead to the industry shrinking by a third or even half the number of current advisers by 2024. That’s a loss of between 8000 and 12,000 advisers.
We see this as a global trend with many of the challenges facing advisors today having little to do with finances or investment choices.
Wholesale changes in regulatory, education & qualification requirements, reduced income, increased costs and the changing attitudes of some larger AFS licensees are leading to reduced adviser numbers and is leaving many other advisers at a cross roads questioning whether they want to remain in the industry and what if any are the options.
Advisors need a plan too....
Maven Capital knows there are advisers that have a wealth of experience that are currently finding themselves at a crossroads.
Succession planning is important to advisers too, but do you try and sell your book of clients that has taken you years to build and no doubt have some very close relationships with to someone you don’t know, or is there an option of working with trusted like minded advisers who can work with you to reduce your hours over time?
There are options for you to set up a plan of action, knowing your clients are in good hands and continue to earn an income.
We would like to help, even if it means just having a chat about it.
WHATS OUT THERE FOR FINANCIAL ADVISORS?
Advisors do not need to feel alone in their practices with little in the way of planning and compliance support or in the case of one person businesses somewhere to go or call for a chat.
Maven Capital works closely with its advisers so they are able to focus on their clients and their business, which is what most of us have joined the industry to do after all.
We understand that every practice and adviser is unique, however in order to provide a professional and profitable business there are certain essential elements – Leadership, Infrastructure and Support, all essential elements that are needed to provide a superior level of service and trust your clients expect and deserve..
INFRASTRUCTURE
Maven strives to meet the highest professional standards of financial adviser compliance. We will work with our advisers to meet high Professional Standards and provide a risk management framework to help our advisers with their business processes and understanding of compliance requirements.
LEADERSHIP
Maven Capital sees its role as that of a trusted adviser, providing our advisers with guidance in simplifying what can be quite complex compliance measures and assisting them in implementing the appropriate advice, investment strategies and risk insurances for their clients and business.
SUPPORT
A premium priority for us is to work together to ensure our advisers have the confidence their clients are receiving advice that is always in their best interest, we do this by providing unparalleled support and offering a broad range of financial products .
Maven Capital Pty Ltd
AFSL 418504
ACN: 152 426 554
Ph: 07 5507 7721
Email: accounts@mavencapital.com.au
Any advice contained in this website is general advice only, before making any investment decision you consider whether it is appropriate to your situation. Maven Capital recommends you to seek appropriate financial, taxation and legal advice. Please read our Financial Services Guide before deciding on whether to obtain financial services from us.
© 2020 by Maven Capital